Registered Broker-Dealer · FINRA / SIPC

Powering the lifecycle of private markets

North Capital offers platform technology, brokerage services, escrow, custody, and secondary trading for private securities and registered funds — expanding access, liquidity and transparency for over a decade.

3,502
Deals
502K
Transactions
$5.6B
Volume
220K
Secondary Trades
918
PPEX Assets
Broker-Dealer
Investor Verification
Document Signing
Payment Rails
Escrow & Custody
Secondary Trading
North Capital
One Partner
What we offer

Streamline your investor experience

Technology-based investment solutions for broker-dealers, banks, fund managers, funding platforms, and private issuers accessing private investment markets.

Platform Technology

TransactAPI, Opera IP white-label portal, and Opera IQ investor verification — the complete tech stack for private securities offerings.

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Escrow & Custody

Escrow for Reg D, A+, CF, and S offerings with ACH, credit card, wire, and check processing. Real-time visibility into account activity.

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Secondary Trading

PPEX — our registered ATS — brings access, liquidity, and transparency to private markets. 918 approved assets and growing.

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Broker-Dealer Services

Statutory distributor and agency broker for private funds, registered funds, REITs, and exempt securities. Registered in all 50 states.

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Investor Verification

Accredited investor verification under broker-dealer safe harbor, qualified purchaser verification, and comprehensive background checks.

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Advisory Services

North Capital Inc.'s RIA delivers institutional-grade planning and investment solutions, including the North Capital Treasury Money Market Fund (NCGXX).

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How it works

Build · Raise · Trade

Three integrated capabilities that power the full private market transaction lifecycle.

01
Build your platform

Our API integrates into any web application. Three paths — full API, white-label Opera IP portal, or Opera IQ verification micro-portal. Live in as little as 2–3 weeks.

02
Raise funds with confidence

Escrow for Reg D, Reg A+, Reg CF, and Reg S. Full transaction reporting, KYC/AML, investor qualification, and multi-payment processing in a single workflow.

03
Trade assets on PPEX

Give investors a path to liquidity through PPEX, our SEC-registered ATS. 918 approved assets via intuitive interface or API-driven proprietary experience.

Trusted infrastructure for the private markets ecosystem
FINRA Member
SIPC Member
SEC Registered BD
SOC 3 Certified
Registered RIA · CTA
Registered in All 50 States
Get in touch

Ready to accelerate your business?

Whether you're building a new investment platform, looking for escrow services, or wanting to offer secondary liquidity — our team is ready to help.

📞
(888) 625-7768
📍
623 E Fort Union Blvd, Suite 101, Midvale, UT 84047
Send us a message