Investor verification built for compliance
Accredited investor verification, qualified purchaser verification, and comprehensive background checks — via API or integrated into your investor portal. All reviews conducted by North Capital registered representatives under broker-dealer safe harbor.
Reg D 506(c) compliant verification. We verify income (W-2, 1099, K-1), net worth (bank/brokerage statements), professional certifications (Series 7, 65, 82), and entity status. Issuers never see raw documents — BD safe harbor applies.
For funds requiring QP status under the Investment Company Act, we verify investment portfolio sizes and entity qualifications.
Comprehensive KYC and AML screening. Bad actor checks for covered persons ($125/person). Full audit trail for regulatory inquiries.
Use Opera IQ standalone or integrate via TransactAPI. Contact us to get started.