Escrow services for issuers, broker-dealers, funding portals, & platforms
North Capital Private Securities provides escrow services for private offerings under Reg D, Reg A+, Reg S, and Reg CF. Leverage escrow to comply with SEA Rule 15c2-4. Build investor trust and streamline the money flows for your private offering or M&A transaction.
Where investor funds are held matters
Want subscriptions to move forward without operational delays. Move from "interested" to "funded" without interruption.
Need an escrow agent to comply with regulations. North Capital provides a repeatable workflow for every raise.
Want funds safeguarded until the deal is done. Held at a third-party FDIC insured bank with real-time visibility.
Don't pay thousands for your next escrow account
| Service | Fee |
|---|---|
| Escrow Administration Fee | $650 (first 12 months), then $300/year renewal |
| Check Handling | $10 per check (incoming and outgoing) |
| Wire Handling — Domestic | $25 per wire (incoming and outgoing) |
| Wire Handling — International | $45 per wire (incoming and outgoing) |
| Amendment Fee | $150 per amendment |
| Bad Actor Checks | $125 per covered person |
| Closing Reprocessing | $125 |
| Out-of-Pocket Expenses | Billed at cost |
Straightforward from day one
A member of our team schedules a call to understand your offering, timeline, and operational needs.
We review your company and offering to identify potential red flags before proceeding.
We send a standard escrow agreement for e-signature confirming responsibilities and release instructions.
Once documents are complete, the account is opened and your raise is ready to accept deposits.
You receive access to the North Capital Portal with real-time visibility into your open accounts.
Our team will walk you through the process and get your account open quickly.