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The team behind North Capital

A leading provider of transaction technology and brokerage services for the primary issuance of exempt securities, driving the evolution of clearing, custody, and secondary markets through innovation.

Our story

North Capital creates and delivers services utilizing our proprietary API functions and investor platforms, through our SEC-registered broker-dealer, North Capital Private Securities Corporation.

Since 2017, we have been involved in developing open source smart contract technology and the tokenized securities market, with the conviction that blockchain technology will transform private markets.

Our RIA, North Capital Inc., was founded in 2008 by Jim Dowd after 20+ years as an Institutional Asset Manager. Headquartered in Salt Lake City, UT.

2008
Founded

North Capital Inc. established as an RIA.

2017
Blockchain

Began developing tokenized securities and open source smart contracts.

$5.6B
Volume

Total transaction volume processed to date.

SLC
HQ

Salt Lake City, UT.

Leadership

Our leadership

North Capital has a team of 23 employees across operations, compliance, technology, and finance.

Jim Dowd
Jim Dowd
Founder & Managing Director
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Sara Judd
Sara Judd
Chief Operating Officer
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Siggy Tomasetti
Siggy Tomasetti
Chief Legal Officer
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Dan Watson
Dan Watson
Chief Financial Officer
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Anton Prakash
Anton Prakash
Chief Technologist
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Joseph Anderson
Joseph Anderson
Chief Compliance Officer
Grant Nelson
Grant Nelson
Managing Director, Head of Custody
Michael T. Weaver, Jr.
Michael T. Weaver, Jr.
Managing Director, Head of Asset Management & Trading
Linsey Harkness
Linsey Harkness
Managing Director, Head of Human Resources
Jessi Mills
Jessi Mills
Managing Director, Operations & Custody
Minh Le
Minh Le
Managing Director, Head of Research & Due Diligence
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